Bill Text
106th Congress (1999-2000)
S.3283.IS

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{title: 'THOMAS - Bill Text - S.3283.IS', link: 'http://thomas.loc.gov/cgi-bin/query/z?c106:S.3283.IS:/' }


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Bill Summary & Status

S.3283 -- Commodity Futures Modernization Act of 2000 (Introduced in Senate - IS)

Beginning
 December 15 (legislative day, SEPTEMBER 22), 2000
    SECTION 1. SHORT TITLE; TABLE OF CONTENTS.
    Sec. 1. Short title; table of contents.
    Sec. 304. Savings provision.
    SEC. 2. PURPOSES.
 TITLE I--COMMODITY FUTURES MODERNIZATION
    SEC. 101. DEFINITIONS.
    SEC. 102. AGREEMENTS, CONTRACTS, AND TRANSACTIONS IN FOREIGN CURRENCY, GOVERNMENT SECURITIES, AND CERTAIN OTHER COMMODITIES.
    SEC. 103. LEGAL CERTAINTY FOR EXCLUDED DERIVATIVE TRANSACTIONS.
    SEC. 104. EXCLUDED ELECTRONIC TRADING FACILITIES.
    SEC. 105. HYBRID INSTRUMENTS; SWAP TRANSACTIONS.
    SEC. 106. TRANSACTIONS IN EXEMPT COMMODITIES.
    SEC. 107. APPLICATION OF COMMODITY FUTURES LAWS.
    SEC. 108. PROTECTION OF THE PUBLIC INTEREST.
    `SEC. 3. FINDINGS AND PURPOSE.
    SEC. 109. PROHIBITED TRANSACTIONS.
    `SEC. 4c. PROHIBITED TRANSACTIONS.
    SEC. 110. DESIGNATION OF BOARDS OF TRADE AS CONTRACT MARKETS.
    `SEC. 5. DESIGNATION OF BOARDS OF TRADE AS CONTRACT MARKETS.
    SEC. 111. DERIVATIVES TRANSACTION EXECUTION FACILITIES.
    `SEC. 5a. DERIVATIVES TRANSACTION EXECUTION FACILITIES.
    SEC. 112. DERIVATIVES CLEARING.
 `CHAPTER 1--BILATERAL AND CLEARING ORGANIZATION NETTING';
 `CHAPTER 2--MULTILATERAL CLEARING ORGANIZATIONS
    `SEC. 408. DEFINITIONS.
    `SEC. 409. MULTILATERAL CLEARING ORGANIZATIONS.
    `SEC. 9B. RESOLUTION OF CLEARING BANKS.
    `Sec. 781. Definitions
    `Sec. 782. Selection of trustee
    `Sec. 783. Additional powers of trustee
    `Sec. 784. Right to be heard
 `SUBCHAPTER V--CLEARING BANK LIQUIDATION
    `SEC. 5b. DERIVATIVES CLEARING ORGANIZATIONS.
    SEC. 113. COMMON PROVISIONS APPLICABLE TO REGISTERED ENTITIES.
    `SEC. 5c. COMMON PROVISIONS APPLICABLE TO REGISTERED ENTITIES.
    SEC. 114. EXEMPT BOARDS OF TRADE.
    `SEC. 5d. EXEMPT BOARDS OF TRADE.
    SEC. 115. SUSPENSION OR REVOCATION OF DESIGNATION AS CONTRACT MARKET.
    `SEC. 5e. SUSPENSION OR REVOCATION OF DESIGNATION AS REGISTERED ENTITY.
    SEC. 116. AUTHORIZATION OF APPROPRIATIONS.
    SEC. 117. PREEMPTION.
    SEC. 118. PREDISPUTE RESOLUTION AGREEMENTS FOR INSTITUTIONAL CUSTOMERS.
    SEC. 119. CONSIDERATION OF COSTS AND BENEFITS AND ANTITRUST LAWS.
    `SEC. 15. CONSIDERATION OF COSTS AND BENEFITS AND ANTITRUST LAWS.
    SEC. 120. CONTRACT ENFORCEMENT BETWEEN ELIGIBLE COUNTERPARTIES.
    SEC. 121. SPECIAL PROCEDURES TO ENCOURAGE AND FACILITATE BONA FIDE HEDGING BY AGRICULTURAL PRODUCERS.
    `SEC. 4p. SPECIAL PROCEDURES TO ENCOURAGE AND FACILITATE BONA FIDE HEDGING BY AGRICULTURAL PRODUCERS.
    SEC. 122. RULE OF CONSTRUCTION.
    SEC. 123. TECHNICAL AND CONFORMING AMENDMENTS.
    SEC. 124. PRIVACY.
    `SEC. 5g. PRIVACY.
    SEC. 125. REPORT TO CONGRESS.
    SEC. 126. INTERNATIONAL ACTIVITIES OF THE COMMODITY FUTURES TRADING COMMISSION.
 TITLE II--COORDINATED REGULATION OF SECURITY FUTURES PRODUCTS
 Subtitle A--Securities Law Amendments
    SEC. 201. DEFINITIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934.
    SEC. 202. REGULATORY RELIEF FOR MARKETS TRADING SECURITY FUTURES PRODUCTS.
    SEC. 203. REGULATORY RELIEF FOR INTERMEDIARIES TRADING SECURITY FUTURES PRODUCTS.
    SEC. 204. SPECIAL PROVISIONS FOR INTERAGENCY COOPERATION.
    SEC. 205. MAINTENANCE OF MARKET INTEGRITY FOR SECURITY FUTURES PRODUCTS.
    SEC. 206. SPECIAL PROVISIONS FOR THE TRADING OF SECURITY FUTURES PRODUCTS.
    SEC. 207. CLEARANCE AND SETTLEMENT.
    SEC. 209. AMENDMENTS TO THE INVESTMENT COMPANY ACT OF 1940 AND THE INVESTMENT ADVISERS ACT OF 1940.
    SEC. 210. PREEMPTION OF STATE LAWS.
 Subtitle B--Amendments to the Commodity Exchange Act
    SEC. 251. JURISDICTION OF SECURITIES AND EXCHANGE COMMISSION; OTHER PROVISIONS.
    `SEC. 5f. DESIGNATION OF SECURITIES EXCHANGES AND ASSOCIATIONS AS CONTRACT MARKETS.
    SEC. 253. NOTIFICATION OF INVESTIGATIONS AND ENFORCEMENT ACTIONS.
 TITLE III--LEGAL CERTAINTY FOR SWAP AGREEMENTS
    SEC. 301. SWAP AGREEMENT.
    `SEC. 206A. SWAP AGREEMENT.
    `SEC. 206B. SECURITY-BASED SWAP AGREEMENT.
    `SEC. 206C. NON-SECURITY-BASED SWAP AGREEMENT.
    SEC. 302. AMENDMENTS TO THE SECURITIES ACT OF 1933.
    `SEC. 2A. SWAP AGREEMENTS.
    SEC. 303. AMENDMENTS TO THE SECURITIES EXCHANGE ACT OF 1934.
    `SEC. 3A. SWAP AGREEMENTS.
    SEC. 304. SAVINGS PROVISIONS.
 TITLE IV--REGULATORY RESPONSIBILITY FOR BANK PRODUCTS
    SEC. 401. SHORT TITLE.
    SEC. 402. DEFINITIONS.
    SEC. 403. EXCLUSION OF IDENTIFIED BANKING PRODUCTS COMMONLY OFFERED ON OR BEFORE DECEMBER 5, 2000.
    SEC. 404. EXCLUSION OF CERTAIN IDENTIFIED BANKING PRODUCTS OFFERED BY BANKS AFTER DECEMBER 5, 2000.
    SEC. 405. EXCLUSION OF CERTAIN OTHER IDENTIFIED BANKING PRODUCTS.
    SEC. 406. ADMINISTRATION OF THE PREDOMINANCE TEST.
    SEC. 407. EXCLUSION OF COVERED SWAP AGREEMENTS.
    SEC. 408. CONTRACT ENFORCEMENT.
 
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