[Congressional Bills 114th Congress]
[From the U.S. Government Publishing Office]
[H.R. 2064 Referred in Senate (RFS)]
114th CONGRESS
1st Session
H. R. 2064
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
July 15, 2015
Received; read twice and referred to the Committee on Banking, Housing,
and Urban Affairs
_______________________________________________________________________
AN ACT
To amend certain provisions of the securities laws relating to the
treatment of emerging growth companies.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Improving Access to Capital for
Emerging Growth Companies Act''.
SEC. 2. FILING REQUIREMENT FOR PUBLIC FILING PRIOR TO PUBLIC OFFERING.
Section 6(e)(1) of the Securities Act of 1933 (15 U.S.C. 77f(e)(1))
is amended by striking ``21 days'' and inserting ``15 days''.
SEC. 3. GRACE PERIOD FOR CHANGE OF STATUS OF EMERGING GROWTH COMPANIES.
Section 6(e)(1) of the Securities Act of 1933 (15 U.S.C. 77f(e)(1))
is further amended by adding at the end the following: ``An issuer that
was an emerging growth company at the time it submitted a confidential
registration statement or, in lieu thereof, a publicly filed
registration statement for review under this subsection but ceases to
be an emerging growth company thereafter shall continue to be treated
as an emerging market growth company for the purposes of this
subsection through the earlier of the date on which the issuer
consummates its initial public offering pursuant to such registrations
statement or the end of the 1-year period beginning on the date the
company ceases to be an emerging growth company.''.
SEC. 4. SIMPLIFIED DISCLOSURE REQUIREMENTS FOR EMERGING GROWTH
COMPANIES.
Section 102 of the Jumpstart Our Business Startups Act (Public Law
112-106) is amended by adding at the end the following:
``(d) Simplified Disclosure Requirements.--With respect to an
emerging growth company (as such term is defined under section 2 of the
Securities Act of 1933):
``(1) Requirement to include notice on forms s-1 and f-1.--
Not later than 30 days after the date of enactment of this
subsection, the Securities and Exchange Commission shall revise
its general instructions on Forms S-1 and F-1 to indicate that
a registration statement filed (or submitted for confidential
review) by an issuer prior to an initial public offering may
omit financial information for historical periods otherwise
required by regulation S-X (17 CFR 210.1-01 et seq.) as of the
time of filing (or confidential submission) of such
registration statement, provided that--
``(A) the omitted financial information relates to
a historical period that the issuer reasonably believes
will not be required to be included in the Form S-1 or
F-1 at the time of the contemplated offering; and
``(B) prior to the issuer distributing a
preliminary prospectus to investors, such registration
statement is amended to include all financial
information required by such regulation S-X at the date
of such amendment.
``(2) Reliance by issuers.--Effective 30 days after the
date of enactment of this subsection, an issuer filing a
registration statement (or submitting the statement for
confidential review) on Form S-1 or Form F-1 may omit financial
information for historical periods otherwise required by
regulation S-X (17 CFR 210.1-01 et seq.) as of the time of
filing (or confidential submission) of such registration
statement, provided that--
``(A) the omitted financial information relates to
a historical period that the issuer reasonably believes
will not be required to be included in the Form S-1 or
Form F-1 at the time of the contemplated offering; and
``(B) prior to the issuer distributing a
preliminary prospectus to investors, such registration
statement is amended to include all financial
information required by such regulation S-X at the date
of such amendment.''.
Passed the House of Representatives July 14, 2015.
Attest:
KAREN L. HAAS,
Clerk.