[Senate Hearing 115-356] [From the U.S. Government Publishing Office] S. Hrg. 115-356 NOMINATION OF HON. ELAINE C. DUKE ======================================================================= HEARING BEFORE THE COMMITTEE ON HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS UNITED STATES SENATE ONE HUNDRED FIFTEENTH CONGRESS FIRST SESSION __________ NOMINATION OF THE HONORABLE ELAINE C. DUKE TO BE DEPUTY SECRETARY, U.S. DEPARTMENT OF HOMELAND SECURITY __________ MARCH 8, 2017 Available via the World Wide Web: http://www.fdsys.gov/ Printed for the use of the Committee on Homeland Security and Governmental Affairs [GRAPHIC NOT AVAILABLE IN TIFF FORMAT] __________ U.S. GOVERNMENT PUBLISHING OFFICE 26-770 PDF WASHINGTON : 2018 ----------------------------------------------------------------------------------- For sale by the Superintendent of Documents, U.S. Government Publishing Office, http://bookstore.gpo.gov. For more information, contact the GPO Customer Contact Center, U.S. Government Publishing Office. Phone 202-512-1800, or 866-512-1800 (toll-free). E-mail, [email protected] COMMITTEE ON HOMELAND SECURITY AND GOVERNMENTAL AFFAIRS RON JOHNSON, Wisconsin, Chairman JOHN McCAIN, Arizona CLAIRE McCASKILL, Missouri ROB PORTMAN, Ohio THOMAS R. CARPER, Delaware RAND PAUL, Kentucky JON TESTER, Montana JAMES LANKFORD, Oklahoma HEIDI HEITKAMP, North Dakota MICHAEL B. ENZI, Wyoming GARY C. PETERS, Michigan JOHN HOEVEN, North Dakota MAGGIE HASSAN, New Hampshire STEVE DAINES, Montana KAMALA D. HARRIS, California Christopher R. Hixon, Staff Director Gabrielle D'Adamo Singer, Chief Counsel Margaret E. Daum, Minority Staff Director Anna E. Laitin, Minority Policy Adviser Laura W. Kilbride, Chief Clerk Bonni E. Dinerstein, Hearing Clerk C O N T E N T S ------ Opening statements: Page Senator Johnson.............................................. 1 Senator McCaskill............................................ 2 Senator Hassan............................................... 14 Senator Harris............................................... 16 Senator Heitkamp............................................. 18 Senator Tester............................................... 21 Senator Lankford............................................. 23 Prepared statements: Senator Johnson.............................................. 33 Senator McCaskill............................................ 34 WITNESSES Wednesday, March 8, 2017 Hon. Rob Portman, a U.S. Senator from the State of Ohio 4 Hon. Elaine C. Duke, to be Deputy Secretary, U.S. Department of Homeland Security Testimony.................................................... 5 Prepared statement........................................... 37 Biographical and financial information....................... 39 Letter from the Office of Government Ethics.................. 57 Responses to pre-hearing questions........................... 60 Responses to post-hearing questions.......................... 95 Letter of support............................................ 117 APPENDIX Chart Submitted by Senator Harris................................ 119 Immigration Panel Transcript Submitted by Senator Harris......... 120 Letter from the Coalition for Human Immigrant Rights of Los Angeles........................................................ 200 NOMINATION OF HONORABLE ELAINE C. DUKE ---------- WEDNESDAY, MARCH 8, 2017 U.S. Senate, Committee on Homeland Security and Governmental Affairs, Washington, DC. The Committee met, pursuant to notice, at 9:33 a.m., in room SD-342, Dirksen Senate Office Building, Hon. Ron Johnson, Chairman of the Committee, presiding. Present: Senators Johnson, Portman, Lankford, Daines, McCaskill, Tester, Heitkamp, Peters, Hassan, and Harris. OPENING STATEMENT OF CHAIRMAN JOHNSON Chairman Johnson. Good morning. The hearing will come to order. We are meeting today to consider the nomination of Ms. Elaine Duke to be Deputy Secretary of the U.S. Department of Homeland Security (DHS). Ms. Duke, welcome. Senator Portman, welcome. You have your position there, but you will hopefully come up on the dais here. I do want to welcome Ms. Duke's family, and I will let you introduce your family during your opening remarks. This is an incredibly important position. I believe this is an incredibly important Department, particularly at the current time. The mission statement of this Committee is pretty straightforward--and I appreciate my new Ranking Member adding to it--but it is simple to state: to enhance the economic and national security of America and promote a more efficient, effective, and accountable government. And certainly from the homeland security side of it, we are really talking about the primary goals of securing our border, securing our homeland, our cyber assets, cybersecurity, protecting critical infrastructure, and combating violent extremism in any form. Ms. Duke, I appreciated the time we spent in the office. I thought it was interesting, and I am completely supportive of, I think, the management style and the management directed between yourself and the Secretary. It sounds like Secretary Kelly is going to be the boots on the ground, looking at the front lines, finding out what is happening there, really at the point of the spear. And you will be back here in Washington, D.C., holding down the fort. And you realize, because you have been there before, that there are a number of challenges with the Department. And so I appreciate your experience. I appreciate your willingness to serve. I do not have a whole lot more to say. I will let Senator Portman do the introduction, but we will first turn it over to Senator McCaskill for her opening statement. OPENING STATEMENT OF SENATOR MCCASKILL\1\ Senator McCaskill. Thank you, Chairman Johnson, and welcome, Ms. Duke. I always like it when a valuable public servant returns, and it is one of the things, I think, that is most frustrating about the current political climate, that there are too many people out there giving the impression that everybody who works in government is somehow lazy or corrupt or not dedicated. And, clearly, you have made a choice which is not based on finances to come back to this work, and I am very appreciative of that. And I think the American people should be, too. --------------------------------------------------------------------------- \1\ The prepared statement of Senator McCaskill appears in the Appendix on page 34. --------------------------------------------------------------------------- As you know from your many years at the Department of Homeland Security, your role is going to be an incredibly important one. While the Secretary has to look at the big picture, you, in fact, are going to be charged with making the trains run on time and managing the day-to-day operations of the Department. When Secretary Kelly's nomination was in front of this Committee, I told him he was going to need a top-notch Deputy for Management. I am pleased to see that he has, in fact, chosen someone with significant managerial experience, but someone also who has shown a respect for taxpayer dollars. Since the nomination, my staff and I have heard from many DHS former employees and officials about your strong qualifications for this position. It includes a formal endorsement signed by the previous five Deputy Secretaries of Homeland Security attesting to your integrity and skill. I have been glad to hear from each of these endorsements because you face a formidable task. The Department of Homeland Security is the third largest Federal agency in this country with a $46 billion budget. It is charged with some of the most important duties in our government such as overseeing cybersecurity, immigration, homeland defense, and emergency management. It is also an agency that has faced persistent challenges of unity of effort, acquisitions, and personnel. As you have acknowledged, DHS continues to struggle with cohesion and mission among its many components. Many of its acquisition programs have been plagued by backlogs, delays, and budget shortfalls. In terms of employee morale, the Department is consistently ranked as one of the worst places to work in the Federal Government. Gratefully, the Department has made strides in recent years on all of these fronts--procurement, acquisitions, jointness, and morale. I know you played a role in many of those efforts in your time at the Department. If you are confirmed, it will be of the utmost importance that you continue pushing these approaches because recent improvements cannot be allowed to roll back. As the Chief Operating Officer (COO) of this agency, I expect that you will always approach new and existing programs with a critical eye on how they can effectively achieve their missions and more efficiently spend taxpayer dollars. As the Department continues to be thrust into the spotlight and entrusted with some of the highest priorities of this Administration, the job of Deputy Secretary in maintaining high operational standards, and particularly acquisition standards, in this evolving environment will be difficult. I was pleased to see that you have made a strong written commitment to responding to requests for information from any Member of this Committee, and I underline ``any'' Member of this Committee. So far, the Department of Homeland Security has done a very poor job of responding to such requests. Since becoming Ranking Member of this Committee, I have sent a number of requests for information in order to uphold my duty to oversee the agency and its actions. But DHS is failing to uphold its duty to respond to these requests. So far, I have outstanding requests about the implementation and details of President Trump's numerous Executive Orders (EO), requests about how the Department is going to respond to the Government Accountability Office (GAO) reports and recommendations regarding whistleblower protections and the acquisition of the border wall, and even a request for two statutorily mandated cybersecurity reports to Congress that were due over a month ago. In addition, this complete lack of transparency escalated to the point where the U.S. Immigration and Customs Enforcement (ICE) refused my invitation to appear at a hearing last week. If you are truly committed to transparency, I hope you will agree with me that this is absolutely unacceptable. When Secretary Kelly came in front of this Committee for his nomination, he made similar commitments to be responsive to Congress. But as evidenced by my outstanding requests for information, he has yet to keep his commitment. So today I am going to need assurances from you that, if you are confirmed, you will use your managerial duty in that role to ensure that this crucial aspect of responding to oversight of this Committee is no longer overlooked and that requests for transparency from Congress are important to the operation of your public agency and, therefore, in turn the American people and taxpayers will be treated with respect. I thank you for being here today, and I look forward to your testimony. Chairman Johnson. Thank you, Senator McCaskill. I would ask unanimous consent to enter the letter that you mentioned, written to us by James Loy, Michael Jackson, Paul Schneider, Jane Lute, and Alejandro Mayorkas in support of Ms. Duke's confirmation, into the record,\1\ as well as my opening statement.\2\ --------------------------------------------------------------------------- \1\ The letter of support referenced by Senator McCaskill appears in the Appendix on page 117. \2\ The prepared statement of Senator Johnson appears in the Appendix on page 33. --------------------------------------------------------------------------- I will say just in terms of oversight that this Committee is dedicated to oversight over the Department. I think our first order of business, though, is to make sure that we staff and confirm positions like the Deputy Secretary, and certainly give you an opportunity to get into your position, enact your policies, give them time to actually work so we can start assessing them. But as Senator McCaskill did note, there are a number of reports that are due, and that is going to be kind of a catch-up process for you. But this Committee will be dedicated to working very closely with you to make sure that you succeed in your mission, but we will provide the necessary oversight at the appropriate time. With that, I would like to call on Senator Rob Portman, who would like to introduce Ms. Duke. OPENING STATEMENT OF THE HONORABLE ROB PORTMAN, A UNITED STATES SENATOR FROM THE STATE OF OHIO Senator Portman. Great. Thank you, Mr. Chairman. I appreciate the opportunity to do so, and let me say first that I agree with both of you on the importance of this position at a critical time at the Department of Homeland Security, and, therefore, it is my privilege to be here to introduce Elaine Duke. We need her. She is the nominee for Deputy Secretary, a key management role, as has been discussed, and I believe General Kelly and the men and women at the Department of Homeland Security and our country, in fact, are really fortunate that she is willing to step forward and serve again. She has experience, she has a great perspective, she has integrity, and I think that will serve her and the Department well. We are proud to claim her as an Ohio native. She grew up in North Olmsted in the Cleveland area. Her dad, Frank Costanzo, is a first-generation American, still a very proud Cleveland resident. I have known Elaine's uncle for over 25 years. She indicated to me this morning she hoped that he had not shared with me any of her teenage stories, and he has not. He has only shared good things, and he is a very proud uncle as well as a good friend and neighbor of mine. The pride in Elaine's accomplishments, in fact, run deep throughout her entire family. They are rooting for her today. She has a very distinguished career in public service. As you know, she started her career as a GS-7 contract specialist for the U.S. Air Force (USAF). Over the next 28 years, she assumed roles of increasing responsibility in the Air Force, the Navy, the Federal Railroad Administration, the Smithsonian, and, finally the Department of Homeland Security, where in 2008 she was confirmed by the Senate to serve as Under Secretary for Management. In this final role, she was a key member of the DHS leadership team for both Secretaries Chertoff and Napolitano, and through this professional journey, she has established herself as a true expert on some of the tough issues that the Department faces, including contracting, acquisition, property management, organization change, human resources (HR), as the Chairman and Ranking Member have said, all of extreme importance to DHS right now. As Members of this Committee know well, now over 14 years after the establishment of the Department of Homeland Security, there are significant management challenges that remain. Integrating the various cultures and processes and systems of 22 components of the Department continues. Frankly, in my view, it has been more difficult than I had hoped it would be. We needed, in my view, to have consolidation of these responsibilities to better protect our country, but we still have a long way to go in ensuring all these cultures come together in an appropriate way. So establishing adequate headquarters-level support, oversight of Department functions, and, in particular, major acquisition programs is still a work in progress. Recruiting, retaining, and leading the over 200,000 Department employees is an evolving challenge. I think Ms. Duke is well qualified to help Secretary Kelly tackle these challenges, and, again, I trust that he will rely on her significantly for a number of his most critical management initiatives in the Department. I am sure we will have a very fruitful discussion with the nominee today, and I plan to ask her a few tough questions myself. But I hope we can then move forward after a constructive dialogue and get her to the floor for a vote and get her in place. We need her, and we need her now at the Department of Homeland Security. Thank you again for allowing me to say a few words this morning. Chairman Johnson. Thank you, Senator Portman. I am hoping you are not going to delve into her teenage years. [Laughter.] It is the tradition of this Committee to swear in witnesses, so if you will rise and raise your right hand. Do you swear that the testimony you will give before this Committee will be the truth, the whole truth, and nothing but the truth, so help you, God? Ms. Duke. I do. Chairman Johnson. Please be seated. Ms. Elaine Duke has had a career in government spanning nearly 30 years, beginning as a contracting officer at the U.S. Air Force and culminating with her Senate confirmation as the Under Secretary for Management of the Department of Homeland Security on June 27, 2008. She remained in that position under President Obama and ultimately retired in 2010, but has agreed to answer the call to return to the Department 7 years later. Ms. Duke holds a B.S. degree in business management from Southern New Hampshire University and an M.B.A. from Chaminade University. Ms. Duke, I am grateful for your commitment to the Department of Homeland Security and your willingness to serve. I yield the floor. TESTIMONY OF THE HONORABLE ELAINE C. DUKE\1\ TO BE DEPUTY SECRETARY, U.S. DEPARTMENT OF HOMELAND SECURITY Ms. Duke. Mr. Chairman, Ranking Member McCaskill, and distinguished Senators of this Committee, thank you for holding this hearing to consider my nomination to become Deputy Secretary of Homeland Security, and thank you, Senator Portman, for the kind introduction. My Midwestern upbringing really shaped my values and made me the person I am today, and I am proud to call myself a Buckeye. --------------------------------------------------------------------------- \1\ The prepared statement of Ms. Duke appears in the Appendix on page 37. --------------------------------------------------------------------------- First, I would like to extend my thanks to President Trump and Secretary Kelly for the great trust they have placed in my abilities to manage the Department's daily operations. I am very honored to be nominated for this position. I would like to thank the former Deputy Secretaries of Homeland Security for their encouragement throughout this process. I draw strength and inspiration from their support and counsel. I would like to introduce my family who is here with me today: my husband, Harold; my youngest son, Jason; and my youngest sister, Cynthia. I would like to specifically recognize my husband for supporting my decision to return back to service. It is a sacrifice for our lifestyle, and I am grateful for his unwavering support and his service to our country by virtue of my service. Also, my son Brian, who is not with me here today, has provided me encouragement and support throughout this process. And, finally, I would like to recognize my father, Frank Costanzo. He cannot be here physically with me today, but I know he is cheering me on, just as he did when I was interviewed for my first entry-level civil service position 35 years ago. It would be an honor to serve as Secretary Kelly's Deputy. I would welcome the privilege of supporting him as he leads the Department in securing this homeland. When I retired from civil service just shy of 7 years ago, I thought I had retired permanently. However, when I received the call, like many of you, I immediately knew I must say yes. More than 15 years after 9/11, this country continues to face many challenges in homeland security. But Americans must be able to go about their daily lives free from fear and secure in the knowledge that they and their loved ones may walk down the street or go to the mall in peace. DHS is addressing this threat and ensuring the homeland is protected, and if confirmed, I look forward to joining that continuing fight. In the last 8 years of my 28 years of public service, I served at the DHS. I understand the complex challenges of DHS' missions; the complex oversight; the diverse concerns of its many missions; the urgency of its work; and the complexity of running such a large Department. But I also know the Department's employees are the most dedicated and passionate civil servants with whom I have ever had the pleasure of working. If confirmed, I pledge to lead them in producing results for our beloved Nation. Additionally, if confirmed, I promise to lead DHS in enforcing the law with respect and integrity. I will be honest in my assessments and recommendations, and relentless in pursuing excellence. My such commitments are critical at this juncture in homeland security. I will do everything in my power to preserve our liberty, enforce our laws, and protect our citizens. I recognize the many challenges facing DHS, and if confirmed, I look forward to partnering with all of you in protecting the homeland. I fully understand the role of the Congress in its oversight and support to the Department. Throughout my career in government, I have always strived to work in a collaborative manner with Members of Congress and their staff and other oversight agencies. I will continue this approach with Secretary Kelly. I thank you for this opportunity. I am happy to answer your questions at this time. Chairman Johnson. Thank you, Ms. Duke. I have three baseline questions. First of all, is there anything you are aware of in your background that might present a conflict of interest with the duties of the office to which you have been nominated? Ms. Duke. No, Mr. Chairman. Chairman Johnson. Do you know of anything, personal or otherwise, that would in any way prevent you from fully and honorably discharging the responsibilities of the office to which you have been nominated? Ms. Duke. No. Chairman Johnson. Do you agree without reservation to comply with any request or summons to appear and testify before any duly constituted Committee of Congress if you are confirmed? Ms. Duke. I do. Chairman Johnson. Thank you. Again, Ms. Duke, I appreciate your willingness to serve. Having served, having gone back in the private sector, running a successful consulting business on the outside, you have certainly made some points in your opening statement, but I just want to ask kind of from the heart: Why are you willing to do this again? You know this is not going to be an easy job. Again, I appreciate the sacrifice that your husband and your family are going to incur as well. This is a 24/7 job. Can you just explain in your own words why? Ms. Duke. I think I watched from election day through December the unrest in the country, the protests, the concern over our future, and I feel like through the request to serve, I have a unique opportunity to make a difference in this really challenging time. I believe that Secretary Kelly and I can work together not only in enforcing the laws and the policies of this Administration, but doing it in a way that demonstrates integrity and compassion, and I feel like I can do good in moving this country forward, and that I need to accept that responsibility. Chairman Johnson. Can you describe to me, just bullet point, and it does not have to be three, but your top priorities, maybe top three, if you have them? What is the first thing you are going to address? Ms. Duke. The first thing I am going to address is the men and women of Homeland Security and thank them for their support through the process. In terms of within the Department, the first thing I would address is bringing the components together and having our own cabinet, if you will, and starting to lead in the joint operations that we need to better secure our homeland. Chairman Johnson. You were obviously there before, and the Department has historically had some of the lowest morale. Do you have an explanation for that? And, again, I appreciate the fact that your first task then is to go and thank them. That will certainly boost morale. But do you have an explanation yourself, having been there, why that is? Ms. Duke. I have two major explanations. One is they have not been communicated with completely and respected always within and outside. I think that what I would try to do is make them understand the value of the mission and the context of the mission so they understand how important it is, they understand the system they are working in and how much it is valued. I think also it is difficult because most of our people work in a very public situation, and so I would be working toward some of the areas to make the workforce more professional and more respected by the American people. Chairman Johnson. Having served in this Committee now for 6 years, recognizing when the Department was set up it was a number of agencies, 22 agencies cobbled together, each has their own reporting requirements to different committees and subcommittees of Congress, and, quite honestly, I think it is difficult to even determine the number, but it is a lot. First of all, how did you deal with that in your previous service? And can you just kind of speak to how distracting that is to the men and women within the Department of Homeland Security in terms of keeping your eye and your concentration and your focus on your real mission of keeping the homeland safe and secure? Ms. Duke. Well, the way I dealt with it in my last service and will now is a mutual respect. We have three branches of government for a reason, and I respect your oversight role, and I will always treat it with that respect. It does become one of the nearly full-time jobs of leaders to manage that so that the workforce can actually do their job. One of the ways I would like to do it--and I offered this to most of you in my initial meetings--is to work with you in a collaborative and open way, so the need to have formal hearings is diminished and we can work out issues in other ways and move the ball forward. Chairman Johnson. One thing that has frustrated me, coming from a manufacturing background, I need information. To solve any problem, you need information. This has just been unbelievably frustrating, my inability to get decent information. One thing I have noticed in President Trump's Executive Orders, almost to an order there is always some requirement in there for more information, better information to move forward and make a decision. First of all, do you agree with me in that assessment in terms of the lack of relevant information, consistent information? First answer that question. Ms. Duke. I do agree with you, yes. Chairman Johnson. So can you also commit then to helping and working with us to develop the kind of metrics, the kind of information we really need so we can enact good policy? Ms. Duke. Absolutely. We need better data, more accurate data to make the best decisions for our country. Chairman Johnson. OK. With that, I will turn it over to Senator McCaskill. Senator McCaskill. Thank you, Mr. Chairman. From our visit, I understand that you have the most important asset in your life in my State, a granddaughter. Ms. Duke. Yes. Senator McCaskill. So I am pleased to hear that she lives in Cass County, in Raymore, just south of Kansas City, and we will be happy to welcome you to the State as frequently as you need to come to get the granddaughter fix, which I have a feeling you will need in the coming days because of the stress that you are going to endure. Ms. Duke, I assume, because of your background in acquisition, you believe that any large capital expenditure should have a cost-benefit analysis. Ms. Duke. Yes, I do. Senator McCaskill. And you are aware, of course, that there has been no cost-benefit analysis performed on this wall. Ms. Duke. Yes, and I understand that U.S. Customs and Border Protection (CBP) is preparing that. Senator McCaskill. OK. And there has been no money appropriated for this wall, correct? Ms. Duke. There is currently no money other than existing money in the CBP border security fencing, infrastructure and technology (BISFIT) account. Senator McCaskill. But, actually, they have to allow that to be reprogrammed, correct? Ms. Duke. Yes, that is correct. Senator McCaskill. And it is my understanding that in order to keep Congressional oversight and Congressional power in check, which I believe all the Members of Congress want as it relates to Executive Orders, there has to be a sign-off by the Ranking and Chair of the Appropriations Subcommittee for reprogramming those appropriations. Ms. Duke. Yes, that is my understanding. Senator McCaskill. And are you aware that has not occurred? Ms. Duke. I am aware. Senator McCaskill. OK. So we have no sign-off for reprogramming whatsoever on this wall, and we have no cost- benefit analysis for the wall. Now, let me go further. Part of that analysis must be that when you spend money in one area and take it away from another area, you have to analyze the threat risk. And we spend a lot of time on threat risk at the Department of Homeland Security. Ms. Duke. Yes. Senator McCaskill. In fact, some of the cuts that are being proposed to biodefense I could not agree with more, because there was a whole lot of money wasted there in light of the threats that face our country, a lot of money on something that was not really a threat when we had real threats that were not being addressed. So are you aware of any analysis that has been done that would say that it makes more sense to build a wall places along the border where the Border Patrol even says they do not want it or need it, and at the same time take a cut to the Coast Guard that would seriously impair the ability for us to intercept heroin that is the most deadly problem facing our country? Ms. Duke. That analysis is in progress, to my understanding, and I can commit to you, Senator, that, if confirmed, I would be using that analysis in moving forward. Senator McCaskill. The same thing would apply to the Transportation Security Administration (TSA) cuts that are being proposed to pay for this wall where no one has said that that wall is actually going to make us demonstrably safer or secure? The TSA cuts, the Visible Intermodal Prevention and Response (VIPR) teams are being proposed to be cut, and, of course, the VIPR teams are the ones that we rely on to keep our airports safe in light of the tragedies that have occurred around the world. Has there been any analysis that the VIPR teams are less important than part of the wall in places where there really is no utilitarian reason for a wall because of the geography of the border? Ms. Duke. I have not been involved in those discussions, but if confirmed, I would be looking at the budget, and that would be a major part of my role as the Chief Operating Officer. Senator McCaskill. So I know you are aware that good acquisition planning requires not only a focus on the present contract but lifecycle. I know you are very familiar with this because of your work in acquisition. Are you aware of any lifecycle cost analysis that has been conducted prior to the pre-solicitation notice that has been sent out on the border wall prototype acquisition? Ms. Duke. My understanding is that that is in process, but I do not know if it is completed. Senator McCaskill. Do you believe that it is appropriate-- if, in fact, the total cost is above $300 million, which qualifies as a Level 1 acquisition--I think we can all agree this is going to be more than $300 million--why would you be conducting a request for information for long-term strategy for the border wall when you have not had this kind of lifecycle analysis? Ms. Duke. A request for information will give us industry's input into that lifecycle analysis, what is the state-of-the- art and what industry believes might be reasonable, and that would be an input to the lifecycle analysis. Senator McCaskill. Do you think it is appropriate to conduct acquisition and requests for information at the same time? Do you think that is appropriate? Or is that not good government? Ms. Duke. I think that---- Senator McCaskill. That is certainly not what a business would do, I can assure you. Ms. Duke. I think that we are taking a segmented approach where we do an instant portion of border security and then look in the longer term is something that tends to deliver better results. Senator McCaskill. What about the costs of land acquisition and litigation? I was on the border a few weeks ago, and I noticed this incredible waste of resources because there are these big gaps in the existing wall where there is no gate. And there is a Border Patrol agent that sits there in a truck 24/7 at every opening. Very expensive in terms of lifecycle costs. But that is because of the litigation that has been going for a decade over land acquisition. Now, has anybody factored in any costs, have you see any analysis ever done? Because I do not believe in looking at the numbers I have looked at they have ever included land acquisition, the cost of eminent domain, the government seizing some of the most valuable farmland in Texas, I have never seen a cost analysis of that. Are you aware if any exists? Ms. Duke. I do not know if any exists, but I do agree with you that that is an important concern, and we expect that to be a major issue if additional wall is constructed. Senator McCaskill. Another thing that bugs me is the government never does pen and pencil on legal costs because they are just government lawyers. I would ask you to commit to make an analysis of what the legal costs have been surrounding these half a dozen gates I have seen. Forget about the Border Patrol agent that sits there around the clock, but what about the legal cost and the delays and all the costs associated with that? I would like to see an analysis of what that time is costing our government in terms of the legal analysis, because certainly a business would also do that analysis. Ms. Duke. I can commit, Senator, to using that going forward. I do not know if the data exists to go retroactively, but I believe that is a valid cost in the cost estimate going forward. Senator McCaskill. I am going to be interested to see if in the original 600-and-some miles we built, if there was ever any pen and pencil about land acquisition costs and litigation. If there was not, then certainly that is a flaw that we would expect to be corrected. I have many more questions. I think you have a very daunting job in front of you, and I look forward to a very cooperative relationship in terms of being able to get information and being able to perform the oversight by this Committee that I have been honored be a part of, regardless of which party holds the Presidency. Thank you. Ms. Duke. Thank you, Senator. Chairman Johnson. Senator Portman. Senator Portman. Thank you, Mr. Chairman. Again, welcome to the Committee. I said I was going to ask you some tough questions. Let me just start by saying I do think you are the right person at the right time for a very difficult assignment, and I notice that the Secretary has been talking about unity of effort, and my sense is that from your background that is exactly how you will tackle this responsibility. Let me ask you about a couple specific things, if I could, that have come up recently. One is the role of the Department in these increasing incidents of threats and attacks on Jewish community centers, on Jewish day schools, on cemeteries. And, by the way, this is not just with regard to the Jewish community. Yesterday there was a bomb threat with regard to the Islamic community. Right outside of my home town of Cincinnati, the mosque actually received a bomb threat, which has happened over time, including after 9/11. And my sense is that there is more the Department of Homeland Security can do. Over the last week or so, Senator Peters, who is here on our panel--he was here a moment ago and I am sure he will come back--we drafted a letter, and it was a letter to you, to your boss--it was also to the Federal Bureau of Investigation (FBI) and also to the Justice Department (DOJ)--making sure that you are aware of what is going on around the country and asking for your additional help. By the end of that process of asking colleagues if they wanted to join us, every single Member of this Committee signed that letter. In fact, every single Member of the Senate signed that letter. That never happens. A hundred Senators signed the letter. And what it said is, we need help, and we need you to understand the importance of this. I met with the Jewish community in Cincinnati, Columbus, and Cleveland last week in Columbus, and they gave me a lot of specific ideas that they are looking for. I know Secretary Kelly vowed to support the communities last week. He talked about the Department's Protective Security Advisers (PSA) program. This is welcome, but I think there is more to do. One is these nonprofit security grants and that program, so I would like you to address that at the end of my question to see whether that is being properly resourced and what you know about that program from your previous service. I think there is a real need for better information sharing from what I hear from the communities back home, specifically with regard to the fusion centers and getting that information down to the local communities so local law enforcement knows what the threat information is, what the trends are. Opening up that flow back to the local community I think is really important, and it does not always happen. Better training is another thing. There is this group called the ``National Protection and Programs Directorate (NPPD)'' that I know deals with a lot of this. So what I am asking you today is to make a commitment to us that you will take a fresh look at this area, given this increasing evidence that there is more of a threat out there and actual attacks. If you look at the desecration of the cemeteries, including one in the home State of our Ranking Member I know she has spoken out on, and my sense is, again, that all of my colleagues are hearing from their constituents back home about this. So if you could give me that commitment today that you will take a fresh look at this, along with General Kelly, and get back to us on what you think the Department can do more effectively. Ms. Duke. I give you my commitment. Crimes based on religion are against our Constitution and cannot be tolerated. My knowledge of the specific grant program is limited. I will get back to you on that. I know the benefit of working with the Governors and the State and local and getting information from them for boots on the ground and, again, through the fusion centers, getting operational intelligence back out to them. And I think info sharing, going back to the data issue, and getting things timely and complete is very important, and I expect additional work on the fusion centers and enhancing their performance to be part of our leadership. Senator Portman. Thank you. The second question I have is about this heroin epidemic, and the Chair and Ranking Member have been very involved in this and mentioned it today. But we have a situation now where more and more families are facing this challenge of addiction. We have a new drug called ``fentanyl,'' which is a synthetic heroin, as you know, coming in from overseas. Fentanyl, carfentanyl, U4, it comes by various names. To give you an example of what is happening in my home State, between 2014 and 2015, we believe there was a doubling of overdoses and deaths related to fentanyl. If you look at February of this year, just last month, the shortest month of the year, we had the most deaths in your home town of Cleveland, Ohio, that we have had from overdoses. Most of those overdoses were because of fentanyl, often being mixed with heroin. I am told by law enforcement back home that the fentanyl is now being sprinkled on marijuana. This is incredibly deadly stuff, 30 to 50 times more powerful than heroin, and it is killing people. And unlike heroin, which does come over the Southern Border, as was talked about--and one reason we need a secure border to be able to stop more of that and increase the price for that that does get through, because that would help. But this fentanyl comes by the U.S. mail system, and there was a recent study done by the U.S.-China Commission saying that it is being produced primarily in China, sometimes in India, sometimes other countries, sent to the United States by the U.S. mail. And the reason the traffickers use the U.S. mail system is because if they send it through another means, particularly, the United Parcel Service (UPS) or Federal Express (FedEx), they have to provide electronic data up front where it is from, what is in it, where it is going. But the mail system, they do not have to provide that, so it is the preferred way of sending this poison into our communities. I would like your commitment today that you will work with us on legislation called the Synthetics Trafficking and Overdose Prevention (STOP) Act that most Members of this Committee have been involved with, some have been cosponsors of. It is bipartisan legislation. Amy Klobuchar from Minnesota and I introduced it again recently, and it basically just says with regard to the mail system, give law enforcement the tool to require that electronic data so that they can target these packages. They cannot look at millions, but they can look at hundreds. And the Customs and Border Protection people I have talked to privately say absolutely we need this tool. Local law enforcement is desperate to have it. So could you give us a commitment today that you will work with this Committee to ensure that we can get this legislation moving and begin to stop some of this poison from coming into our communities? Ms. Duke. I give you my commitment that we understand that the drug problem is--it is bipartisan. I heard from every Member of this Committee as I met with them, and I commit to working forward to securing against that threat to our people, yes. Senator Portman. Thank you. And, again, this is one that is not going to be the silver bullet to stop drug abuse in our country, but it will stop some of this poison from coming in, which is the new major threat we are seeing, and it will increase the price, which is one of the issues that fentanyl unbelievably is now less expensive than some of these other drugs that are opioids that are causing so much devastation in our communities and the breakup of families and crime and other issues. Finally, I have just got a few seconds left, but with regard to cybersecurity, I just want to echo what my colleagues have said already about the importance of that and your new role. We have tried very hard to give you the tools to be able to get better people in-house, more flexibility in hiring. And if you would make a commitment to us today to look into that issue and tell us what you need that you are not getting to be able to get the best people at DHS and other departments that are working with you all to push back on the cybersecurity threat. Ms. Duke. Yes, we have what we need legislatively. We need to move forward, if confirmed, with the accepted workforce, and that will go a long way to help with the cyber issue. Senator Portman. Thank you, Mr. Chairman. Chairman Johnson. Senator Hassan. OPENING STATEMENT OF SENATOR HASSAN Senator Hassan. Thank you, Mr. Chairman, and good morning, Ms. Duke. Thank you for meeting with me in my office. Thank you for your long career in public service, and I will give a special shout-out. Anybody who has studied in New Hampshire is good in my book. [Laughter.] So thank you very much for being here. I want to just start by echoing what Senator Portman was just alluding to. I am a cosponsor on the STOP Act. My State, as his, has been just devastated by this epidemic, and in particular now, the use and importation of fentanyl. And what we are learning among other things is how creative the drug cartels are. This is moneymaking business for them. They do not care about people's lives. And we are going to need to work together at all levels of government to stop it, both addressing the supply as well as the demand side. So I am grateful for the discussion we had about it. I am grateful for all of the Members of this Committee who are committed to helping stop this epidemic. And I was very glad to hear you just now talk about the importance of information sharing. As a former Governor, I know the importance of sharing Federal, State, and local, especially around this issue. So thank you for your commitment and understanding of that. We spoke briefly in my office about your commitment--and you mentioned in your testimony and your policy questionnaire-- to a threat-based approach to decisionmaking, and I am wondering if you could just briefly talk a little bit more about what that means to you and what you think the Department needs to do. Ms. Duke. Yes, Senator. What that means to me is that we have a limited number of resources in the United States, and when we are making decisions with homeland security resources, we must spend every incremental dollar on the solution that is going to buy down the most risk. And these are important decisions both in the budget cycle, in moving personnel resources, and going forward, and that requires good data. It changes over time, and we just need to be on top of that. Senator Hassan. OK. Well, thank you. So I want to then, following up on that, talk a little bit about one of the things that the Ranking Member also mentioned concerning TSA cuts. Last September, the Director of the National Counterterrorism Center (NCTC), Nick Rasmussen, testified before this Committee that--and these are his words-- ``terrorists remain focused on aviation targets because they recognize the economic damage that may result from even unsuccessful attempts to down aircraft or against airline terminals, as well as the high loss of life and the attention media devotes to these attacks.'' So the report that we saw yesterday in Politico indicated that the Office of Management and Budget (OMB) is considering making a number of cuts to the Department of Homeland Security in order to pay for the President's border wall and to hire more border and immigration officers. Among the cuts was an 11- percent reduction in TSA's budget, or a little under $1 billion. That is truly a devastating cut, and it means less security against aviation threats from al-Qaeda and Islamic State of Iraq and Syria (ISIS). So do you support cutting aviation security to pay for the President's border wall? Ms. Duke. I commit to you that I will look at the budget. At DHS, every mission is important and really underresourced at this critical time, Secret Service, the Coast Guard with its human trafficking and drug interdiction roles. So I commit that I will look at the budget very carefully, if confirmed. Senator Hassan. Well, I thank you for that commitment. I would just suggest that if we are truly committed to threat- based management at DHS and if the Director of the National Counterterrorism Center says that terrorists want to attack our aviation system, that the suggestion that we would cut $1 billion from aviation security is very concerning. And so I hope you will take a close look at it and that you will be able to come back to this Committee and commit to fighting cuts to TSA. Ms. Duke. I will, and I will also use that intelligence from that organization and others. Senator Hassan. Thank you. The other thing I wanted to do was follow up a little bit on my colleagues' questions and concerns around the opioid epidemic. We have talked about how devastating it is. We know that the flow of narcotics across the Southern Border absolutely contributes to the epidemic. But it is not the only route, to Senator Portman's point, through which drugs get into our country. The security of our Northern Border lacks the resources and attention paid to our Southern Border, while fentanyl, a key precursor drug, is being shipped into the country from China in particular, and it is poisoning our young people and killing them. Additionally, our maritime borders stretch thousands of miles and have been a popular way for drug smugglers for years. And as mentioned by the Ranking Member, the Coast Guard plays a key role in interdicting maritime drug shipments. So, again, going back to the Politico article yesterday which reported that OMB was considering cutting Coast Guard's budget by 14 percent, or about $1.5 billion--and I would suggest that the U.S. Coast Guard (USCG) is already feeling pretty underresourced--again, this is a cut being suggested by OMB in order to pay for the President's wall. I am having a hard time understanding the logic of a move like this. If we build a wall along the Southern Border and gut the Coast Guard in the process, what we have seen from these drug cartels is that they are creative, and I just think that incentivizes the cartels to smuggle more drugs across our maritime boundaries. So I am really looking for you to be able to outline steps to ensure that DHS employs a comprehensive approach to battling narcotics trafficking, stopping the opioid epidemic, and do not just focus--the Southern Border security is incredibly important, but, we have to be smart about this, and we have to use what you called this threat-based assessment process. And I am really concerned that, from what I am reading, the Administration is not following that path. So I am just hoping I can get a commitment from you to really help do this in a strategic way. Ms. Duke. I will. I know you recognize also that this is very much an interagency function, but DHS does play a part of this. I committed to Senator Heitkamp to visit the Northern Border to learn more about its geography and the threat there. And you are right, the Coast Guard does play an important mission in drug interdiction also, in addition to the land. So you have my commitment. Senator Hassan. Well, and I thank you. And the last thing I would say as I am running out of time is just the other thing that we should all be thinking about, law enforcement has spoken very compellingly about the fact that we cannot arrest our way out of this opioid epidemic, that it is going to take a combination of prevention, treatment, as well as law enforcement. So I look forward to having further conversations with you about how DHS can partner in that effort, too. Ms. Duke. Thank you. Senator Hassan. Thank you. Chairman Johnson. Senator Harris. OPENING STATEMENT OF SENATOR HARRIS Senator Harris. Thank you. Mr. Chairman, on the topic of immigration, I request unanimous consent that two items be entered into the record. One is a transcript from a hearing that I held in Los Angeles, a forum on the topic of immigration.\1\ The second is a letter from the Coalition for Humane Immigrant Rights of Los Angeles, discussing how the President's Executive action has instilled fear in immigrant communities.\2\ --------------------------------------------------------------------------- \1\ Transcript submitted by Senator Harris appears in the Appendix on page 120. \2\ Letter submitted by Senator Harris appears in the Appendix on page 200. --------------------------------------------------------------------------- Chairman Johnson. Without objection. Senator Harris. Thank you. Ms. Duke, thank you for your many years of service, and thank you to your family for allowing you to reenter. I have several questions of you. You have in your questionnaire and in your interviews resonated several points that you have made in terms of principles that you hold to be important, including that government has good relations with the people that we serve and that there is trust between government and the people that we serve. And your comments suggest to me that you also prioritize transparency and consistency in the way that we do our work as government officials. So I thank you for that. On that point, I will tell you based on the discussions that I have had, the forums I have held, many of my constituents need clarity on the decisions that have been made through the Executive Order and the memos that have been issued by the Department of Homeland Security, and so I have for you right now a poster that my staff has created of General Kelly's confirmation hearing. Can you see it from there? It is a bit small. But basically he talked about his highest priorities and mentioned that he would create priorities in terms of who would be deported and who would be the focus of U.S. Immigration and Customs Enforcement (ICE) and CBP. Then the memorandum from February 20th\3\ lists seven categories, and in those categories we see that we have: one, people who have been convicted of crimes; then it goes on to say people who have been charged but not been convicted or found to be guilty. It goes on to mention people who have committed acts which constitute a chargeable offense, and then other factors, including, 7, those that in the judgment of an immigration officer otherwise pose a risk to public safety or national security. You have said many times, including at least three times in this hearing, that you have limited resources-- we all do--and so we have to make priorities and triage in many situations. --------------------------------------------------------------------------- \3\ The memorandum referenced by Senator Harris appears in the Appendix on page 119. --------------------------------------------------------------------------- So will you tell me, please, of these seven categories, which you consider to be the most important with your limited resources? Ms. Duke. The most important is the people that have been criminal. It is subcategory 1. Senator Harris. OK. And where do you put in this hierarchy the third one, those who have committed acts which constitute, but obviously there has been no legal action, where would you put that in your list of priorities? Ms. Duke. I believe these are, if you will, loosely in descending order. I think the main effect of that memorandum is to not exempt any categories that currently are under the current law passed by Congress. Senator Harris. So it is your opinion that these are listed in descending order of priority? Ms. Duke. Yes. Senator Harris. OK. And will you issue a memo then to your Department, if confirmed, that that is exactly the case, that this is in descending order of priority? Ms. Duke. I think that---- Senator Harris. Because there is no clarity right now in terms of---- Ms. Duke. I can commit that---- Senator Harris [continuing]. What the folks on the ground are supposed to do as their priority for who they will pick up, who they will detain. Ms. Duke. I will commit that if there is continued lack of clarity that we will have more clarity. I know that ICE was issuing a memo that is not issued yet, and I can work with you on making sure that has the clarity so that you can explain it to your constituents in a way and show them that that is the way it understands. But there is still the prioritization. Senator Harris. OK. And I will emphasize that it is most important to my constituents that the officials in the Department actually explain it to the troops on the ground. How would you then direct an officer in the field to assess number 3, which is someone, again, who may have committed an act which constitutes a chargeable offense? How would you train and direct an officer on the ground about number 7, which is in the judgment of that officer, an individual poses a risk to public safety or national security? How would you train on that point? Ms. Duke. Both number 3--number 3 also requires judgment, and all our law enforcement officials in this country, whether they are Federal or State or local, have to have judgment. They have the Federal law enforcement training where they learn that. They both practice law enforcement. And in the Federal-- -- Senator Harris. But they need to be trained on specific factors that they---- Ms. Duke. Yes. Senator Harris [continuing]. Should consider, and that is the way that we actually evaluate whether they are exercising good judgment or not. Would you agree? Ms. Duke. Yes. Senator Harris. Do you know if that training has been planned for those officers so that we can ensure that they are, in fact, exercising good judgment? Ms. Duke. Yes, that is part of their law enforcement training. Senator Harris. Has that been issued since February 20th as it relates to these seven factors? Ms. Duke. I do not know at this time. I can get back to you on whether there has been incorporation into the training specifically. Senator Harris. Please do. Then on February 17th, there was a memo from Acting CBP Commissioner Kevin McAleenan which indicates that to meet the hiring goals of the Executive Order, there would be 15,000 new officers, that we would have to lower CBP hiring standards. And as you probably know, during a hiring surge at the Department between 2006 and 2012, there were a lot of unintended consequences which required then that Congress in 2010 mandate that the CBP use polygraph testing to blunt the infiltration of the agency by drug cartels. However, it is my understanding that now as part of the need to hire 15,000 new officers, there is a suggestion that the polygraph testing would no longer occur. Do you agree with that? Ms. Duke. We will not lower standards to do that. Senator Harris. What about the polygraph testing? Ms. Duke. I am not familiar with it. I know there was discussion over whether it is necessary or not. Senator Harris. Do you believe the polygraph testing should remain intact in order to ensure that we keep the hiring standards so that we can ensure that those officers exercise good judgment? Ms. Duke. I do not have enough data, to be honest, Senator, to comment on that, but I will look into it, if confirmed, immediately. Senator Harris. So in your many years of service with the Department, you do not have information about whether--the efficacy of a polygraph test and the hiring of these officers? Ms. Duke. Yes, I know that the polygraph has efficacy, but is there a degradation in workforce if it is eliminated, I do not have that data.\1\ --------------------------------------------------------------------------- \1\ The information submitted by Ms. Duke appears in the Appendix on page 116. --------------------------------------------------------------------------- Senator Harris. OK. Thank you. Chairman Johnson. Senator Heitkamp. OPENING STATEMENT OF SENATOR HEITKAMP Senator Heitkamp. Thank you, Mr. Chairman. And it is great to see you again, and thank you for a lovely visit in my office. Since we had an opportunity to talk, there has been a number of things that have occurred within the Department of Homeland Security, but one thing that really caught my attention is the discussion of a policy that would, in fact, separate mothers from their children at the border. How much time have you spent in the triangle countries in Central America? Ms. Duke. Very little other than vacations. No official duty. Senator Heitkamp. Would you agree that the conditions on the ground in those countries are dire and dangerous for families? Ms. Duke. I have heard that, yes, from people I have met from those countries. Senator Heitkamp. In fact, we know that the murder rates per capita are the highest in these countries, especially El Salvador. Many of the people who are migrating, many of the people who are on the move are, in fact, escaping very desperate conditions, and it is not just economic migration. It is migration to get away from the terror. Obviously, there has been a United Nations (U.N.) project to take a look at refugeeing in place, whether it is in Costa Rica, Belize, southern Mexico, Nicaragua. There has been a lot of discussion about how we deal with the crisis in Central America, which obviously is having an effect. But how do we deal with the visual of a Border Patrol agent taking a baby away from a mother at the border? Ms. Duke. That is a bad visual. I think what we do is we go to two underlying areas. One is we have to separate adults from children potentially because of threats we have heard against children. And, also, we have to address the fact of how dangerous it is to illegally immigrate into the country. And I think that the reference you are making to separating mothers and children or adults and children was one thing that Secretary Kelly said is a possibility to help address this threat against children who are illegally migrating. Senator Heitkamp. So the strategy is not to figure out how through the State Department we can effectuate support for refugees in place, which would be my preference, that people stay in the community as we work with these countries to stabilize their economies and stabilize their security. So it is not our problem, and the solution is to take babies away from mothers. That is the best solution we have in the United States of America when dealing with this crisis? Ms. Duke. No. No, it is not. Absolutely, Secretary Kelly and I have had short discussions, but are committed to looking at both what we call the push effect and the pull effect. And the push effect would be the areas you are talking about, Senator, of fleeing violence; they are leaving for a reason. And we are committed with the other appropriate agencies to looking at both sides. Senator Heitkamp. Well, I can tell you that for every mother who would be seeing someone seeking asylum in this country, fleeing from rape, murder, and potential destruction of her family, it is not a very humanitarian way to deal with this crisis. I think there are other ways, and I think that the threat of taking mothers away from children may, in fact, provide a deterrence. I get that. But it does not solve the problem in our hemisphere, and if we do not deal with the problem in our hemisphere, we will continue to have disruption, and that disruption will continue to find a place for a criminal element in our country. I want to wage my strong opposition to taking babies away from their mothers. If we look at budget--and I have spent a lot of time on this on the border, probably more time than what I should given that I represent a State like North Dakota, but I can tell you from being down there, working with some of the most conservative ranchers you are going to find, they do not want this wall. You have opposition from people from whom you need support to build this wall. They have a lot of really good ideas on how you can secure the border, but yet we are going ahead, in my opinion, because this is a political promise, not a vetted or actual idea that would result in any increased security. How committed do you think the agency is or the agency during your tenure to actually pushing back against strategies that will not keep us any safer, that are, in fact, irrational deployments of Federal dollars, at the same time we are opening up the maritime borders, we are opening up the ports of entry (POE) called airports, we are not securing the Northern Border, but yet we are building a wall at huge cost and a wall that many people who live on the border, including the Congressional people, including at least one Senator thinks is absolutely the wrong strategy? When are we going to actually have a discussion not about whether we let the bids, as Senator McCaskill has been talking about, whether we actually ask for people to bid on these projects, when are we going to have a discussion on whether this actually is the right deployment of resources? Ms. Duke. Currently, Customs and Border Protection is working on a study, a comprehensive study to look at layers of security, not just the wall, to look at what other types of technology, infrastructure, and resources would be most appropriate and effective for the border. So that is currently working. Senator Heitkamp. Yes, but you said in addition to the wall. What I am saying is that we need to rethink all of border security. We need to really have a conversation, lots of great ideas from law enforcement, local law enforcement, on how we can do a better job, some discussions about actually clearing the brush so that you can detect people in a mile boundary. There are some really creative ideas that are being discussed on the Southern Border that, if you deploy all the resources on a wall, you are not going to get to that discussion because you are going to be fighting eminent domain, you are going to be fighting the local people on building this wall. And it just seems to me that someone needs to say, ``Stop. Let us really evaluate this.'' And if we believe public opinion polling, it is not something the American public thinks will make them more secure. And so, I just really hope--you are a common-sense person. You have been in the agency, I know. You obviously will work for the President, and I understand that. But we need to have someone and an agency that actually looks at what situational awareness means and how we best deploy the resources. I hope you take that message back to the Secretary. I am proud to support you, as you know, and we had a great talk about the Northern Border. But there are a lot of things that are happening right now that will be irreversible if we do not have a strategy. Ms. Duke. And I will engage with those Governors and local politicians also in gathering data about the Southern Border. Chairman Johnson. Thank you, Senator Heitkamp. Ms. Duke, very quickly, my guess is that once that study is complete and you have the results of your findings, you will be happy to come and testify before the Committee and lay out your findings, correct? Ms. Duke. Yes, I will come. Chairman Johnson. And we will call you to do that. Senator Tester. OPENING STATEMENT OF SENATOR TESTER Senator Tester. Thank you, Mr. Chairman. And thank you for being here today, Ms. Duke. I appreciate, as others have said, your willingness to serve and your public service before today. I want to touch a little bit on what Senator Heitkamp said because on the Northern Border, when I got elected 10 years ago and was on this Committee, I took an Assistant Secretary up to the Northern Border in the Bush Administration, and we went north of a little town called Turner, and there were a number of farmers and ranchers up there. And being new to this position, I just asked them silly questions like: What is your relationship with the CBP? And they said, the one person I talked to said, ``I would not stop and help them if they had a flat tire.'' So the relationship was not good, and I think that relationship is critically important for border security, whether it is on the north or whether it is on the south. I think that relationship has improved greatly. I still think it can be improved some more. But I think the point that Senator Heitkamp made about if these folks are working against us on the Northern Border, it really is going to cost us a lot more money to make it secure. So I just hope you take that to heart. I serve on the Homeland Security Subcommittee on Appropriations under John Boozman as the Chairman. I am the Ranking Member on that, and there has been a request, as has been referenced earlier in this discussion, about $20 million that will be reprogrammed in the Department of Homeland Security for the purpose of a wall. And my question to you is: Is that going to be the only purpose for the $20 million? Ms. Duke. I am not---- Senator Tester. To do a pilot on a wall. Ms. Duke. I am not familiar with that reprogramming request. As an adviser, I have not been involved in those discussions, but I will engage, if confirmed. Senator Tester. OK. That is cool. So do you think the $20 million for a study for a wall is the right way to spend that money for national security interests on the Southern Border? And the reason I say that is because I do not think there is anybody in this room, and certainly nobody on this dais, that does not think that our security of this country is critically important. We know that money is finite, and so we have to get the biggest bang for the buck. So if this $20 million is reprogrammed, do you think a pilot project on a wall should be the only thing it is used for? Ms. Duke. I think that we should test things before we deploy them, and we have to test not only are they effective in securing the border, but are they sustainable. So for that purpose, a pilot program I think we be useful. Senator Tester. Well, let me ask it to you this way: Would you be opposed to carving out part of that money to be used for technology as a way to secure the border--not entirely but in places where the wall might not be the most effective way to do it because of a number of reasons, whether it is landscape or eminent domain or whatever it might be? Ms. Duke. I am not sure if there is any pilots necessary on technology now. I would have to look into that. But I do know the plan does not just include physical barrier. It includes continued technology and infrastructure. Senator Tester. OK. So what you are telling me is that there are certain places on that Southern Border where there will be technology and not a wall? Ms. Duke. I do not know if it is an either/or, but there is, to my knowledge, no intent to discontinue use of technology. Senator Tester. OK. Ms. Duke. A multilayered approach to the southwest border. Senator Tester. I think you are a smart lady. I think you are very well fit for this job, and I intend to support you. But you do not think it would be wise to at least determine what the best avenue is, whether it is a line in the ground like you talked to the Adelos folks to determine if there is a tunnel going underneath or something walking over the top, or whether it is drones or whether it is manpower or whether it is a wall, to get the most bang for the money and to really ensure this country's national security on our borders? Doesn't that make more sense than to just say, well, we are just going to focus on the wall, and after we get that done, maybe we will spend another $30 billion on something else because it did not quite do the job we anticipated? Ms. Duke. My opinion is we should use the results of this pilot and the other information that Customs and Border Protection has in their program about technology cost and effectiveness, infrastructure cost and effectiveness, personnel, and take all that and determine what is the right combination for the complete security of the southwest border. Senator Tester. OK. And on this $20 million that is due to be reprogrammed--I will go back to the original question I had--would you be opposed to carving out part of that to be utilized for technology resources on the ground on the Southern Border specifically? Ms. Duke. I do not have the information to either be for or opposed at this time. Senator Tester. All right. OK. What role do you think that Canada and Mexico play in our border security? Ms. Duke. A strong role, and relations with those countries are essential. Senator Tester. I agree with that. So what impacts do you think that the fluff up between the President of the United States and the President of Mexico had as far as potentially improving or decreasing our border security? Are you concerned about that? Ms. Duke. I know that Secretary Kelly and I would be working on strong relations. He has already been to Mexico and Guatemala, and the relationship between Homeland Security in the United States and our bordering countries would be strong. Senator Tester. OK. Good. So you are going to basically do what you think you need to do to establish those relationships, whether it be with Mexico or Canada, to make sure that folks are talking and hopefully---- Ms. Duke. Yes, and because of---- Senator Tester. Hopefully the fights up above do not impact that. Ms. Duke. Because of the Secretary's role at U.S. Southern Command (SOUTHCOM), he has some preexisting relationships that are very strong on the Southern Border. Senator Tester. With Mexico, OK. Operation Stonegarden we talked a little bit about in my office, and I just what to make sure that I know where you are at on funding for Operation Stonegarden. Where are you at? Ms. Duke. I am supportive of the program. Senator Tester. OK. And it goes back to the original question that Senator Heitkamp has. Those are the kinds of partnerships that I think we can utilize on the Northern and the Southern border to be able to get the most bang for the buck. I intend to vote for your confirmation. I appreciate you being here today, and I appreciate you putting yourself up for this position. Ms. Duke. Thank you, Senator Tester. Chairman Johnson. Thank you, Senator Tester. By the way, a real-world example of the effectiveness of fencing, read our report, the result of my trip to Israel right before Christmas, 143 miles of fence put up in 2 years, cost of about $2.9 million per mile, cut the illegal immigration rate from 16,000 crossing their Southern Border to 18. And, by the way, Prime Minister Netanyahu said actually, three problems with fencing is tunnels, tunnels, tunnels. But still--it is not perfect, but it is pretty darn effective. Senator Lankford. OPENING STATEMENT OF SENATOR LANKFORD Senator Lankford. Thank you, Mr. Chairman. Thank you for being here. I appreciated our conversation in my office to be able to talk through a lot of these issues before. You have done a lot of work in acquisition and contracting. This has been an area that the Inspector General (IG) has noted for a while as a struggle for DHS, so I want to just be able to talk out loud on a couple of things with you to be able to ask you questions about. DHS's major acquisition programs tend to cost more than expected, take longer to deploy than planned, or deliver less capability than promised. That came out of the IG's report of late. So one of the questions I would have for you is: How do we fix that? Because we are talking about multiple major acquisition programs here. How do we make sure that at the end of the day the taxpayers got what they paid for? Ms. Duke. I think the single most initiative that has begun and needs to be strengthened is really developing good requirements based on operational needs before we get started. In the earlier days of Homeland Security, we tended to move quickly, maybe before we were ready, and that caused some changes--too many changes and stops and goes in the programs. So with the unity of effort, if confirmed, I would be focusing on having those operationally driven requirements before we go out and start acquiring something. Then, second, consistent oversight within the Department through the Chief Acquisition Officer, and also, if confirmed, I would continue to look more toward modular approaches to acquisition rather than trying to buy these big, huge fixes that are too complex to deploy effectively. Senator Lankford. So what does that mean for off-the-shelf technology, for instance? Because there has been an emphasis at times to say we are different, we have to have our own specialized piece of technology developed just for us, rather than an off-the-shelf piece that also has already been tested, has already been proven. Ms. Duke. I think that there needs to be a mix, and if confirmed, I would encourage--or I would mandate, I guess, that one of the roles of the Directorate of Science and Technolgy (S&T) be to look at those items that can either be used commercially or with minor modifications be used in a homeland security application, so looking toward industry to have already developed rather than major research and development (R&D) programs. Senator Lankford. OK. Thank you. As we talked about before as well, DHS has spent 13 years trying to be able to pull together their HR system. That is a long time to try to pull together an HR system. Now, what typically happens is every 2 years there is an emphasis on it. There is a new plan of how we are going to attack it. Then leadership changes, and it never gets done. And then there is another 2-year plan to do it. There is a renaming of the previous plan. There is a new attack for it, a new plan. And for 13 years, the HR system continues to flounder. How do we move from that is an ongoing issue to that is a settled issue? Ms. Duke. I think the focus has been on the system, and I think that is an inappropriate focus. The approach has to be at a jointness that we are one Department and we are going to have the appropriate jointness in hiring and staffing, and then the system flows through that. And I do not think we have had to this date that agreement, and that is what I will drive through the Deputies of the components, and then I believe the system will flow from that. Senator Lankford. OK. Let me ask you an easy question. How do we solve the morale issue? This has been an issue for a while at DHS. These are some great folks that are patriots that want to be able to serve the Nation. And for whatever reason, there has been ongoing morale issues among DHS employees. How does that get solved? Ms. Duke. I think we solve that by giving them the authority and the tools and the judgment to do their job. We reinforce how much we value their ability to do the job. The Secretary and I lead by managing that what needs to be managed so it enables them to be free to do their jobs, and actually communicating better, not just about their little piece but having them understand the system. And I think those are always important. It is very difficult to work at DHS, and we need to recognize that. Senator Lankford. So I would say two things. One, people have a greater sense of joy in doing their job when they know their job is significant. Tom Carper, who serves on this Committee as well, has his ongoing statement that he comes back to over and over again. People love to do what is significant. They do a very significant national security task. And I think when they are allowed to do the job that they wanted to do, the reason they applied and came, I think that reaffirms them again to know, ``I am doing something that is valuable, and I am getting to do what I came to do.'' The second part of that is to be able to help hold the ideas that they have on the field of what needs to be fixed to actually get to this Committee, and so we can fix them. There has at times been a tension between their ideas in the field and they see the obvious things that need to be done. But there is a barrier between this Committee and individuals in the field, and the ideas are not coming all the way to us. You can help us help them and the morale to be able to know that this Committee wants to hear the ideas from the field of how things can be fixed. They see the conflicts in the law and in regulatory issues, and they know, ``I wish I could do this, but I cannot do this, and I am stuck.'' If we hear that, that will help us to be able to help them and be able to stand by them as well. Let me talk briefly on some immigration issues as well. I know this is something that the Secretary has been very passionate about, in the case our Southern or Northern or Maritime Borders, but in the case of our Southern Border: the Southern Border of our Southern Border, that is, the relationship between Guatemala and Mexico. When we deal with a tremendous amount of illegal immigration coming into the country, it is from areas that come from that Mexico-Guatemala border. What can be done to be able to help us work with the Mexican authorities as they enforce their Southern Border? Ms. Duke. I think the relationships--I mean, what we have here is we have a joint purpose; we have a common ground. And I think that what we have to do is work with the enforcement on the demand side in the United States, and, again, that is not-- the demand management is not as much a DHS role. We are part of the solution, but we have to work as a country on that side. And then I think on the international side, our role in helping them with some of those push factors related to the crime and the economy and keep a good partnership and helping them when they are trying to help themselves as world leaders. Senator Lankford. Well, there are things that I know that have been proposed in the past, the Northern Alliance and the Alliance for Prosperity that the United States is partnering with Central America on, specifically those three countries-- Guatemala, Honduras, and El Salvador. If there are ideas specifically in the implementation of that or things that need to be done differently, that is something--I serve on the State and Foreign Ops Appropriations subcommittee--that we are very interested in getting input from DHS on as well. That does not need to just be a State Department focus. You also have a portion of that. One last question that I want to bounce of you, and that is this issue of operational control. The National Defense Authorization Act (NDAA) required DHS to come up with some sort of metrics and definition for what does operational control mean of our borders. Do you know what the status of that is or any recommendations for that? Ms. Duke. Yes, DHS is working to come up with the metrics behind operational control. That is very important, as the Chairman mentioned, not only for the wall where it has proven effective in other countries, but we have to know the effectiveness of the individual pieces of border security like the fencing and the wall, like the technology, but also across the border in general, we have to have those performance results. And that is working, and we are committed to that. Senator Lankford. OK. So you expect that operational control definition to come to us fairly quickly? I know you are not there at this point in that seat, but is that something that you think is a pretty quick priority? Ms. Duke. Absolutely, and the definition is in the Executive Order. This is the metrics to measure the definition. Senator Lankford. Right, and, yes, the metrics will be the key aspect. Ms. Duke. Yes. Senator Lankford. OK. Thank you. Thank you, Mr. Chairman. Chairman Johnson. There has been a request for a second round of questioning, which I will honor, so we will go to another round of 7 minutes. Beyond that, it will be written questions for the record. Senator McCaskill. Senator McCaskill. Yes, I want to start with the Secret Service budget. Let me preface this remark. I do not want anyone to misinterpret my question here. I think the President and his family deserve around-the-clock protection. That is not the argument. The argument is clearly there is going to be a lot more money needed because the Secret Service now has to protect Trump Tower. It has to protect Mar-a-Lago since the President goes there almost every weekend. It is going to have to protect his sons who travel constantly on international business. And I want a commitment from you that the budget will not only reflect an appropriate increase request for the Secret Service--because as you know, one of the issues we have had in the Secret Service which we finally turned the corner on is hiring and having enough people so that there is not this stress associated with a work pace that is totally unrealistic. So I want a commitment that the budget will reflect the needs of the Secret Service in light of the additional protection that is going to be required with this President and, most importantly, where that money is coming from, what part of Homeland Security is going to take a hit for the additional protection that the President and family demands because of this greatly expanded playing field of protection that is necessary for President Trump. Ms. Duke. Yes, Secretary Kelly has already directed the operating components that when they come in for their budget requests, they are, for the initial discussions, to come in with their true costs. Senator McCaskill. And I think that is really important that that is transparent. I do not want to get into the details of what the Secret Service is spending money on, but top lines certainly have to be transparent to the public. Agreed? Ms. Duke. Yes. Senator McCaskill. All right. I want to also talk about the technology. I got to tell you that what is going on on the Border Patrol, I did not have one border agent say the first thing they needed was a wall. They said I think 76 miles of a wall would be helpful. But they said it was more technology and particularly, in the processing centers, they do not have enough bandwidth in terms of their Internet signal to even use the technology they have. They cannot activate the kiosks with the radio frequency, and since we know more people are overstaying visas than they are coming across the border illegally, it seems to me that technology to support this radio frequency embedded in the visa card is pretty damn important. They cannot even use it because they do not even have bandwidth at the processing center. I mean, we are getting ready to go on a multi-billion-dollar project that we have not even done a cost-benefit analysis, and the processing centers do not have enough bandwidth. It is bizarre to me. The other thing that was bizarre to me was the technology they were using. They were using night cameras, and these border agents are so ingenious, they took a night camera, a military night camera, and attached it to a pole that goes up in the air, attached to a laptop, so they can surveil the geography where you need aerial--not wall but aerial--and they did this themselves. They did not do some big request for proposal (RFP) and spend billions of dollars acquiring this. And then lateral roads. Lateral roads kept being named to me by border agent after border agent. They see somebody, and they cannot get to them. So if we cannot get lateral roads over these lands, I am trying to figure out how we are going to do a wall. So I hope that all of those questions are something that you digest and get back to this Committee about those challenges and whether those items are going to be a priority in the budget. Ms. Duke. The operational requirements of the Border Patrol absolutely drive the requirements of future acquisitions. And the ports of entry, the legal ports of entry, cannot be forgotten as we secure the borders. Senator McCaskill. Will there be no requests for appropriation for billions of dollars until all these studies have been completed, until the pilot has been completed and until the cost-benefit analysis has been done? Ms. Duke. I honestly look forward to having those discussions with you, if confirmed, but I have not been involved in the budget requests to date. Senator McCaskill. Well, I know the Chairman, and he talks about business all the time and how business does it. And I know that there is no way a business would embark on a multi- billion-dollar project without a cost-benefit in place. And so I will be very disappointed if there is a request for a giant appropriation for something that the Border Patrol never mentioned to me as a top priority, partially walls--I do not want to misrepresent what they said to me--but these other components which do not seem to be a high priority in terms of the President's political speeches. The Mexican relationship I think we all agree is very important to our border security. I know the President has asked for everyone to identify every dime that goes from this country to Mexico. He made a very clear promise in his campaign that Mexico would pay for this wall. His supporters chanted, ``Mexico will pay for the wall.'' Do you believe the President is intending to cutoff any kind of financial support for our mutual drug interdiction efforts to Mexico as a way to try to keep his promise that Mexico is paying for the wall? Ms. Duke. I have not had any discussions with the President, so I honestly do not know his intent. Senator McCaskill. OK. Well, if that occurred, would you not agree that that would have a dire impact on Mexico's cooperation with our country in terms of their Southern Border? Ms. Duke. I look forward to being engaged in that and, supporting the President with information that we have from Homeland Security that would affect that decision. Senator McCaskill. Do you believe that cutting off all financial assistance to Mexico in order to keep a political promise is a way to build morale at the Department of Homeland Security? Ms. Duke. I am not comfortable discussing--I have not been involved in that subject, and I understand your concerns, and I would work with the Committee. And as Secretary Kelly said, he and I will advise the Administration with facts, and we will continue to do that. And I feel confident the President will make the right decisions on that issue. Senator McCaskill. Well, politicization, the political nature of issues being embedded within the Department of Homeland Security, you have acknowledged in front of this Committee is a problem. You said in a hearing in 2015, when we were looking at this morale issue, you believe part of the morale problem is that employees were feeling ``disenfranchised.'' You attributed this in part to the increasing politicization of DHS' work, stating, ``DHS employees do have pride in their work, but my experience is that it is more politicized.'' You went on to explain that employees find it hard to feel like they are part of the mission because a lot of the mission and the decisions are made politically. Do you understand the point I am making, that the wall might fall firmly under that category, if we have no cost- benefit analysis, if we are cutting off aid to Mexico, if we are, in fact, not giving the Border Patrol what they are asking for but, rather, what the President promised in a political context? Ms. Duke. Yes, and my initial work in this Administration and how I became reinvolved was connecting the career employees of DHS with the new Administration, to make sure that that alienation did not happen. And I feel confident we will move forward and that we will use the career and their great knowledge and experience to make the right decisions. Senator McCaskill. Well, I wish you the very best of luck in that. I think you are well equipped to do it. I will look forward to your candid answers about that and the protection of whistleblowers in the Department of Homeland Security in the future. Ms. Duke. Thank you. Chairman Johnson. If I do not say it publicly from the dais, I almost say it 100 percent of the time talking to witnesses before a hearing that the purpose of the hearings in this Committee is to lay out a reality, unvarnished truth, because that is the only way you solve a problem, which is why next week we are going to have a hearing--hearing from the people in the front lines at points of entry, points between the ports of entry, and in the interior from ICE. So we are going to have front-line enforcement officers, and we are going to lay out that reality. So I am looking forward to that, and I am sure you will as well. Ms. Duke. And you have my commitment, Mr. Chairman, that we will be hearing from those people also in developing requirements. Chairman Johnson. Again, that is what I am certainly seeing from Secretary Kelly. He is getting down there talking to the boots on the ground, and that is how you have to manage. Senator Harris. Senator Harris. Thank you. Ms. Duke, I would like to return to the decision apparently that the Department has made about separating children from their parents. Do you know when this is supposed to take effect? Ms. Duke. It is not a decision. The Secretary, I talked to him personally about it. He considers it still a possibility. They are looking at a wide range of deterrence, and it was raised as a possible method of deterrence. But there was no decision made, and there is no implementation plan currently. Senator Harris. So let us think of this as an opportunity for the public to weigh in before they make a decision. I would urge you to urge the Secretary to think about this from the context of, to the Chairman's point, the details of what this would look like on the ground. For example, if a family appears at the border and of those children with that family are nursing babies, what will the policy be as it relates to that nursing baby and that mom? If a family arrives at the border and among those children are toddlers who are potty training, what will the policy of the Department be as it relates to the separation of those children from those parents? What will the policy of the Department be if they arrive at the border and a child is sick and needs comfort to be able to sleep through the night from his mother? What will the Department's policy be? Because those are very real scenarios that all of us who have parented a child know, to be very real, and can be very traumatic if not taken into account in terms of the effect on those children and those families, when we are leaving it up to whoever is from CBP or ICE there to make the decision in their best judgment if they have not been given clear guidance and training on that issue. So I would urge you to pass this on to the Secretary, and also in your capacity as number two of that Department, if confirmed, to require that everybody be very clear about what this will mean and be very clear about the details in terms of the training and the protocols and the policy. And as you know, the American Academy of Pediatrics has issued a statement in opposition to the practice of separating children from their parents, particularly in these kinds of cases, because of the longstanding, potentially lifelong trauma that results to those individuals, and it could be the parents as well as the children. Back to the issue of the hiring standards, I believe this to be an issue that is connected with all that we need to do in terms of trust, as we discussed before, trust of government. I also believe it to be directly related to the morale of the good men and women of the Department, because, you see, bringing in 15,000 new officers without appropriate vetting will be a morale issue for the entire Department, and in particular for those who came in when the standards were high and were trained and brought into the field understanding their mission and respecting the power they have. So I would urge you to be very clear in your role of leadership, if confirmed, that we cannot compromise for the sake of building up the forces as has been directed through the Executive Order, because there will be--I guarantee it as someone who has worked in law enforcement my entire career-- many unintended consequences, which will also include a public perception that the Department is not run well and cannot be trusted. And that will indeed be something that is, I think, an unintended consequence but very dire in terms of the goal of the Department and the important goals of the Department in terms of securing our country and national security. And it will also be an officer safety issue. So on this point, back to the issue of polygraph testing, what will be your position going into the Department if this is on the table as something that the Department is considering eliminating in order to process people quickly to reach that goal of 15,000 new officers? Ms. Duke. Senator, I commit to you--I think we have a meeting in about a week. I will go back and I will look at that specific issue. I have not been involved nor looked at the rationale behind the possibility of eliminating the polygraph, and I will be prepared either in a question for the record or in our meeting to answer that specifically. Senator Harris. OK. I appreciate that. Thank you. Chairman Johnson. Senator Harris, if you would just stick around for a couple minutes, I would like to tell you a story that might give you a little comfort. Shortly after the issuance of the first Executive Order on, we will call it, the travel ban, I got a text from my daughter who was born with a congenital heart defect. She is 33 years old now. She had corrective surgery. She is actually a nurse practitioner serving in neonatal intensive care units. And there was an article written about this little Iranian girl, a little baby that also had a heart defect that was scheduled for surgery at an Oregon university, one of the university hospitals in Oregon. And so I sent that immediately to my staff, who immediately contacted DHS and the Secretary, as well as I had it printed out. We were voting late at night. I gave it to Senator Wyden, who passed it along to Senator Merkley. Secretary Kelly personally got involved. Now, this was not a situation where a visa had already been issued and they were at the airport and, the EO had an immediate impact. But the Secretary personally got involved, and this little baby girl was admitted into the country without a visa, working with the State Department, very quickly, within hours. And so just the compassion from the Secretary, from Ms. Duke I think will be demonstrated time and time again. So just to provide a little comfort, we have exceptional people, certainly with Secretary Kelly, that we have voted to confirm, I think with Ms. Duke as well. There is no political party that has a monopoly on compassion. Senator Harris. No, I think---- Chairman Johnson. We want to do this. We want to enforce our laws. We want to keep this Nation safe. Senator Harris. I think we are all in agreement on that. My concern is not about what is in the heart of Secretary Kelly. It is about what is in the instructions and guidance and the policies. Chairman Johnson. The good news is the little baby did get admitted, and her surgery has been successful. I want to see the news article. Senator Harris. It is a great story. Chairman Johnson. I want to hear more information, but there are privacy issues as well. But, again, I thought that was a pretty good news story, and, again, that certainly demonstrated to me how quickly the Secretary personally got involved, the waivers that were granted, compassion to a little Iranian baby girl I thought spoke volumes. But, again, I appreciate your good questions. Ms. Duke, again, thank you. I want to thank your family. I will come down and shake your hands after the hearing. You know this is a commitment. You know the serious nature of the responsibility you are assuming, and I just want to thank you for it. The nominee has made financial disclosures and provided responses to biographical and prehearing questions submitted by the Committee. Without objection, this information will be made part of the hearing record, with the exception of the financial data, which are on file and available for public inspection in the Committee offices.\1\ --------------------------------------------------------------------------- \1\ The information of Ms. Duke appears in the Appendix on page 39. --------------------------------------------------------------------------- Chairman Johnson. The hearing record will remain open until noon tomorrow, March 9th, for the submission of statements and questions for the record. This hearing is adjourned. [Whereupon, at 11:03 a.m., the Committee was adjourned.] A P P E N D I X ---------- [GRAPHICS NOT AVAILABLE IN TIFF FORMAT] [all]