[Congressional Bills 117th Congress]
[From the U.S. Government Publishing Office]
[S. 3914 Introduced in Senate (IS)]
<DOC>
117th CONGRESS
2d Session
S. 3914
To require the Securities and Exchange Commission to revise the
definition of a qualifying investment, for purposes of the exemption
from registration for venture capital fund advisers under the
Investment Advisers Act of 1940, to include an equity security issued
by a qualifying portfolio company and to include an investment in
another venture capital fund, and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
March 24, 2022
Mr. Rounds introduced the following bill; which was read twice and
referred to the Committee on Banking, Housing, and Urban Affairs
_______________________________________________________________________
A BILL
To require the Securities and Exchange Commission to revise the
definition of a qualifying investment, for purposes of the exemption
from registration for venture capital fund advisers under the
Investment Advisers Act of 1940, to include an equity security issued
by a qualifying portfolio company and to include an investment in
another venture capital fund, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Developing and Empowering our
Aspiring Leaders Act of 2022''.
SEC. 2. DEFINITIONS.
Not later than 180 days after the date of enactment of this Act,
the Securities and Exchange Commission shall--
(1) revise the definition of a qualifying investment under
paragraph (c) of section 275.203(l)-1 of title 17, Code of
Federal Regulations--
(A) to include an equity security issued by a
qualifying portfolio company, whether acquired directly
from the company or in a secondary acquisition; and
(B) to specify that an investment in another
venture capital fund is a qualifying investment under
that definition; and
(2) revise paragraph (a) of section 275.203(l)-1 of title
17, Code of Federal Regulations, to require, as a condition of
a private fund qualifying as a venture capital fund under that
paragraph, that the qualifying investments of the private fund
are--
(A) predominantly qualifying investments that were
acquired directly from a qualifying portfolio company;
or
(B) predominantly qualifying investments in another
venture capital fund or other venture capital funds.
<all>