[Congressional Bills 117th Congress]
[From the U.S. Government Publishing Office]
[S. 3931 Introduced in Senate (IS)]
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117th CONGRESS
2d Session
S. 3931
To require the Securities and Exchange Commission to extend exemptions
for securities offered as part of employee pay to other individuals
providing goods for sale, labor, or services for remuneration, and for
other purposes.
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IN THE SENATE OF THE UNITED STATES
March 24, 2022
Ms. Lummis introduced the following bill; which was read twice and
referred to the Committee on Banking, Housing, and Urban Affairs
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A BILL
To require the Securities and Exchange Commission to extend exemptions
for securities offered as part of employee pay to other individuals
providing goods for sale, labor, or services for remuneration, and for
other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Gig Worker Equity Compensation
Act''.
SEC. 2. EXTENSION OF RULE 701.
(a) In General.--
(1) Definition.--For purposes of this subsection, the term
``customers'', with respect to an issuer, may, at the election
of the issuer, include users of a platform of the issuer.
(2) Application.--The exemption provided under section
230.701 of title 17, Code of Federal Regulations, or any
successor regulation, shall apply to individuals (other than
employees) providing goods for sale, labor, or services for
remuneration to an issuer, or to customers of an issuer, to the
same extent as that exemption applies to employees of the
issuer.
(b) Adjustment for Inflation.--Section 507 of the Economic Growth,
Regulatory Relief, and Consumer Protection Act (15 U.S.C. 77e note) is
amended, in the second sentence, by striking ``every 5 years'' and
inserting ``annually''.
(c) Rulemaking.--
(1) Proposed rules.--Not later than 270 days after the date
of enactment of this Act, the Commission shall issue proposed
revisions to section 230.701 of title 17, Code of Federal
Regulations, or any successor regulation--
(A) to reflect the requirements of this section;
and
(B) that do not revise such section 230.701 in any
manner that would have the effect of restricting access
to equity compensation for employees or individuals
described in subsection (a).
(2) Final rules.--Not later than 270 days after the date on
which the Commission issues the proposed revisions required
under paragraph (1), the Commission shall issue a final version
of those revisions.
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