[Congressional Bills 117th Congress]
[From the U.S. Government Publishing Office]
[S. 4689 Introduced in Senate (IS)]
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117th CONGRESS
2d Session
S. 4689
To amend the Securities Exchange Act of 1934 to revise the shareholder
threshold for registration under that Act for issuers that receive
support through certain Federal universal service support mechanisms,
and for other purposes.
_______________________________________________________________________
IN THE SENATE OF THE UNITED STATES
August 1, 2022
Ms. Baldwin (for herself and Ms. Ernst) introduced the following bill;
which was read twice and referred to the Committee on Banking, Housing,
and Urban Affairs
_______________________________________________________________________
A BILL
To amend the Securities Exchange Act of 1934 to revise the shareholder
threshold for registration under that Act for issuers that receive
support through certain Federal universal service support mechanisms,
and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Access to Capital Creates Economic
Strength and Supports Rural America Act'' or the ``ACCESS Rural America
Act''.
SEC. 2. SHAREHOLDER THRESHOLD FOR REGISTRATION OF CERTAIN ISSUERS.
Section 12(g) of the Securities Exchange Act of 1934 (15 U.S.C.
78l(g)) is amended--
(1) in paragraph (1)--
(A) in subparagraph (A)(ii), by striking ``and'' at
the end;
(B) in subparagraph (B), by adding ``and'' at the
end;
(C) by inserting after subparagraph (B) the
following:
``(C) in the case of an issuer that, during its previous
fiscal year, received support, directly or through an
affiliate, through the Federal universal service support
mechanism for rural, insular, and high cost areas established
under section 254 of the Communications Act of 1934 (47 U.S.C.
254) and filed the report described in paragraph (7) with
respect to such fiscal year, not later than 120 days after the
last day of its first fiscal year ended after the date of
enactment of this subparagraph, on which the issuer has total
assets exceeding $10,000,000 and a class of equity security
(other than an exempted security) held of record by 2,000
persons,''; and
(D) in the flush text following subparagraph (C),
as added by subparagraph (C) of this paragraph, by
adding at the end the following: ``The dollar figures
in subparagraph (C) shall be indexed for inflation
every 5 years by the Commission to reflect the change
in the Consumer Price Index for All Urban Consumers
published by the Bureau of Labor Statistics, rounded to
the nearest $100,000.''; and
(2) by adding at the end the following:
``(7) Mandatory Disclosures by Certain Universal Service Support
Mechanism Recipients.--
``(A) In general.--The Commission shall issue regulations
to establish a financial summary form that may, upon request by
an investor, be made available by an issuer that--
``(i) during its previous fiscal year, received
support, directly or through an affiliate, through the
Federal universal service support mechanism for rural,
insular, and high cost areas established under section
254 of the Communications Act of 1934 (47 U.S.C. 254);
and
``(ii) has a class of equity security held of
record by not fewer than 500, and fewer than, 2,000
persons.
``(B) Contents.--The form described in subparagraph (A)
shall include a summary of the consolidated balance sheet and
the consolidated income statement of the issuer and such other
information as the Commission determines is necessary and
appropriate in the public interest and for the protection of
investors.''.
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