[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 4168 Introduced in House (IH)]
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118th CONGRESS
1st Session
H. R. 4168
To amend the Securities Act of 1933 to require that information
required to be disclosed to the Securities and Exchange Commission by
issuers be material to voting or investment decisions regarding those
issuers, and for other purposes.
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IN THE HOUSE OF REPRESENTATIVES
June 15, 2023
Mr. Huizenga (for himself and Mr. Barr) introduced the following bill;
which was referred to the Committee on Financial Services
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A BILL
To amend the Securities Act of 1933 to require that information
required to be disclosed to the Securities and Exchange Commission by
issuers be material to voting or investment decisions regarding those
issuers, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Mandatory Materiality Requirement
Act of 2023''.
SEC. 2. LIMITATION ON DISCLOSURE REQUIREMENTS.
(a) Securities Act of 1933.--Section 2(b) of the Securities Act of
1933 (15 U.S.C. 77b(b)) is amended--
(1) in the subsection heading, by inserting ``; Limitation
on Disclosure Requirements'' after ``Formation'';
(2) by striking ``Whenever'' and inserting the following:
``(1) In general.--Whenever''; and
(3) by adding at the end the following:
``(2) Limitation.--
``(A) In general.--Whenever pursuant to this title
the Commission is engaged in rulemaking regarding
disclosure obligations of issuers, the Commission shall
expressly provide that an issuer is only required to
disclose information in response to such an obligation
adopted by the Commission if the issuer has determined
that such information is important with respect to a
voting or investment decision regarding the issuer.
``(B) Applicability.--Subparagraph (A) shall not
apply with respect to the removal of any disclosure
requirement with respect to an issuer or the
modification of any disclosure requirement with respect
to an issuer, if the Commission expressly determines
that the removal or modification does not require
disclosures that are, in the aggregate, more burdensome
to the issuer than the existing disclosure requirement.
``(C) Rule of construction.--For the purposes of
this paragraph, information is considered to be
important with respect to a voting or investment
decision regarding an issuer if there is a substantial
likelihood that a reasonable investor would view the
failure to disclose that information as having
significantly altered the total mix of information made
available to the investor.''.
(b) Securities Exchange Act of 1934.--Section 3(f) of the
Securities Exchange Act of 1934 (15 U.S.C. 78c(f)) is amended--
(1) in the subsection heading, by inserting ``; Limitation
on Disclosure Requirements'' after ``Formation'';
(2) by striking ``Whenever'' and inserting the following:
``(1) In general.--Whenever''; and
(3) by adding at the end the following:
``(2) Limitation.--
``(A) In general.--Whenever pursuant to this title
the Commission is engaged in rulemaking regarding
disclosure obligations of issuers, the Commission shall
expressly provide that an issuer is only required to
disclose information in response to such an obligation
adopted by the Commission if the issuer has determined
that such information is important with respect to a
voting or investment decision regarding the issuer.
``(B) Applicability.--Subparagraph (A) shall not
apply with respect to the removal of any disclosure
requirement with respect to an issuer or the
modification of any disclosure requirement with respect
to an issuer, if the Commission expressly determines
that the removal or modification does not require
disclosures that are, in the aggregate, more burdensome
to the issuer than the existing disclosure requirement.
``(C) Rule of construction.--For the purposes of
this paragraph, information is considered to be
important with respect to a voting or investment
decision regarding an issuer if there is a substantial
likelihood that a reasonable investor would view the
failure to disclose that information as having
significantly altered the total mix of information made
available to the investor.''.
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