[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 6027 Introduced in House (IH)]
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118th CONGRESS
1st Session
H. R. 6027
To amend the Securities Exchange Act of 1934 to revise the definition
of a facility.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
October 24, 2023
Mr. Loudermilk (for himself and Mr. David Scott of Georgia) introduced
the following bill
October 25, 2023
Referred to the Committee on Financial Services
_______________________________________________________________________
A BILL
To amend the Securities Exchange Act of 1934 to revise the definition
of a facility.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``Exchange Regulatory Improvement Act
of 2023''.
SEC. 2. DEFINITION OF A FACILITY.
Paragraph (2) of section 3(a) of the Securities Exchange Act of
1934 (15 U.S.C. 78c(a)) is amended to read as follows:
``(2) Facility.--
``(A) In general.--The term `facility', when used
with respect to an exchange, means only--
``(i) the exchange's trading systems, which
are--
``(I) the hardware, software, and
related network infrastructure an
exchange uses to receive, acknowledge,
rank, match, and execute orders in
securities traded on that exchange; and
``(II) the hardware, software, and
related network infrastructure an
exchange uses to function as an
exclusive processor of real-time market
data created by the exchange trading
systems;
``(ii) any premises or services made
available by the exchange to an exchange member
or other person for the purpose of providing
physical space and equipment to enable such
member or other person to locate the equipment
of the member or other person in close physical
proximity to the exchange's trading systems;
and
``(iii) any premises or services made
available by the exchange to an exchange member
or persons associated with members that
exclusively connects such members and persons
associated with members to exchange trading
systems for the purpose of effecting or
reporting a transaction on the exchange.
``(B) Exception.--The term `facility', when used
with respect to an exchange, does not include any
properties, premises, or services that can legally be
offered by a person or entity that is not required to
register as a national securities exchange registered
under section 6.''.
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