[Congressional Bills 118th Congress]
[From the U.S. Government Publishing Office]
[H.R. 747 Introduced in House (IH)]
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118th CONGRESS
1st Session
H. R. 747
To require issuers filing annual reports with the Securities and
Exchange Commission to disclose whether the issuers have connections
with the Chinese Communist Party, and for other purposes.
_______________________________________________________________________
IN THE HOUSE OF REPRESENTATIVES
February 2, 2023
Ms. Tenney (for herself and Mr. Miller of Ohio) introduced the
following bill; which was referred to the Committee on Financial
Services
_______________________________________________________________________
A BILL
To require issuers filing annual reports with the Securities and
Exchange Commission to disclose whether the issuers have connections
with the Chinese Communist Party, and for other purposes.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the ``No Chinese Communist Subterfuge via
Unregistered Regime Presence Rendered Invisible to Shareholders and
Equivalent Parties Act'' or the ``No Chinese Communist SURPRISE Parties
Act''.
SEC. 2. REPORTING REQUIREMENT.
(a) Definitions.--In this section--
(1) the term ``Commission'' means the Securities and
Exchange Commission;
(2) the term ``covered issuer'' means an issuer, including
a foreign private issuer, that is required to file annual
reports with the Commission under section 13(a) of the
Securities Exchange Act of 1934 (15 U.S.C. 78m(a));
(3) the term ``issuer'' has the meaning given the term in
section 3(a) of the Securities Exchange Act of 1934 (15 U.S.C.
78c(a));
(4) the term ``joint venture partner'', with respect to a
covered issuer, means--
(A) a joint venture in which the covered issuer, or
a subsidiary with respect to the covered issuer, is a
party; or
(B) any other person that is a party in a joint
venture described in subparagraph (A); and
(5) the term ``subsidiary'', with respect to a covered
issuer, means a wholly or partially owned subsidiary of the
covered issuer.
(b) Requirement.--Each covered issuer, in each annual report that
the covered issuer files with the Commission (beginning with the second
annual report that the covered issuer files with the Commission after
the date of enactment of this Act), shall--
(1) disclose whether the covered issuer, or any subsidiary
or joint venture partner with respect to the covered issuer,
has established or maintained an organization of the Chinese
Communist Party during the period covered by the report;
(2) if an organization of the Chinese Communist Party has
participated in the operations of the covered issuer, or of any
subsidiary or joint venture partner with respect to the covered
issuer, during the period covered by the report, summarize that
participation; and
(3) disclose whether the board of directors of the covered
issuer (or the equivalent body with respect to the covered
issuer), under the laws of the jurisdiction in which the
covered issuer is incorporated or otherwise organized--
(A) owes a fiduciary duty to the covered issuer and
shareholders of the covered issuer; and
(B) is subject to heightened scrutiny with respect
to conflicted controller transactions.
(c) Updates to Rules.--Not later than 1 year after the date of
enactment of this Act, the Commission shall make any updates to the
rules of the Commission that are necessary as a result of this section.
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