Witnesses

  • Mr. Rick Claypool Research Director, Office of the President, Public Citizen Witness Testimony [PDF]Truth in Testimony [PDF]
  • Ms. Jill Fisch Distinguished Professor of Business Law and Co-Director of the Institute of Law and Economics, University of Pennsylvania Law School Witness Testimony [PDF]Truth in Testimony [PDF]
  • Mr. Jacob Frenkel Chair of Government Investigations and Securities Enforcement, Dickinson Wright Witness Testimony [PDF]Truth in Testimony [PDF]
  • Mr. Granville Martin Senior Vice President and General Counsel, Society for Corporate Governance Witness Testimony [PDF]Truth in Testimony [PDF]

Supporting Documentation

  • Hearing Notice [PDF]
  • Hearing Memo [PDF]

Video of Proceedings

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Text of Legislation

  • H.R. 624- Promoting Transparent Standards for Corporate Insiders Act (Waters) [PDF]
  • H.R. 2534- Insider Trading Prohibition Act of 2019 (Himes) [PDF]
  • H.R. 4335- 8-K Trading Gap Act of 2019 (Maloney) [PDF]
  • H.R.___: To amend the Securities Exchange Act of 1934 to prohibit issuers from granting stock options if the grantor or recipient are in possession of certain nonpublic information, and for other purposes (Sherman) [PDF]